activities under the provisions of these guidelines. UKAS has established procedures
to handle complaints or appeals associated with its assessment activities.
3.3. At the same time as it submits its application for assessment to UKAS, the applicant
will be required to send a copy to the DTI. This will represent the formal application
to the Secretary of State for appointment.
3.4. Once UKAS has submitted its report, the Secretary of State will then make a decision
on appointment on the basis of all the evidence. If satisfied that the applicant is fit for
appointment under the Supply of Machinery (Safety) Regulations 1992 as amended,
the Secretary of State will issue a letter of appointment.
3.5. The precise terms of appointment will be set out in the individual letters of appointment,
but they will include conditions that the applicant agrees:
to take part in co-ordination activities at both UK and European level;
to surveillance annually or at whatever intervals are thought appropriate by the DTI
(newly appointed Notified Bodies may be required to undergo an initial surveillance
after 6 months);
to a full reassessment every four years or at whatever intervals are thought appropriate
by the DTI.
Once acceptance of the conditions of the letter of appointment has been received,
receipt of that acceptance will be confirmed and the DTI will notify the European
Commission and the other member/EEA States of the appointment.
3.6. Reassessment and surveillance will be carried out on behalf of the Secretary of
State, normally by UKAS. A report on the reassessment and surveillance will be sent
to the Secretary of State. Reassessment and surveillance may also be carried out
by the Secretary of State. UKAS will advise the DTI of the outcome of annual
surveillance, four yearly reassessment and any other necessary monitoring in
intervening periods of Notified Bodies in order for the DTI to take any necessary
decisions about the continuation of a Notified Body's appointment. The information
provided by UKAS to the DTI will include supporting documentation such as a copy
of the assessor's visit report, details of identified deficiencies and any agreed remedial
action.
3.7. To be eligible for appointment as a United Kingdom Notified Body for the purposes
of the Regulations as amended, an applicant must be a legal entity in the United
Kingdom and carry out its assessment functions within the jurisdiction of the United
Kingdom. It may, where necessary, conduct tests, or have tests conducted on its
behalf, outside the jurisdiction of the United Kingdom.
3.8 Notified Bodies should ensure that they do not unreasonably restrict access of
manufacturers of products within the scope of the Regulations to their services. They
must not place undue financial or other conditions upon such manufacturers. The
procedures under which a Notified Body operates must be administered in a non-
discriminatory manner.
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Machinery Directive Guidelines for NB's - November 1999